All information given to AFG and all recommendations and advice furnished by AFG to its clients will be kept confidential and will not be disclosed to anyone, except as AFG may so agree in writing or as may be required to do so by law.
AFG will collect non-public, personal information (NPI) about its clients as part of this engagement. This information will be obtained directly from the client and may include details such as the client’s date of birth, social security or taxpayer identification number, financial account numbers and balances, tax returns, sources and amounts of income, addresses and telephone numbers.
As part of AFG’s policy, AFG restricts access to confidential personal information about its clients to those AFG employees who need to know that information in order to provide products or services to its clients. AFG maintains physical, electronic, and procedural safeguards to comply with federal standards to guard its clients’ confidential personal information.
Use of nonpublic information of former customers: The firm will provide nonpublic information about former customers only if required to do so by law or regulation or to those parties who need such information in order for the firm to carry out any continued obligation with respect to the services covered by the former adviser/customer relationship.